-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J7mOQzzoDqaJ+C1ttdgMXrievrs6yThydewDXmPtlrxIbsqHzKxJ8E4Bf65bGXU2 4GI/kTiI8JveaNcnpps48w== 0001013708-99-000002.txt : 19990217 0001013708-99-000002.hdr.sgml : 19990217 ACCESSION NUMBER: 0001013708-99-000002 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KINGS ROAD ENTERTAINMENT INC CENTRAL INDEX KEY: 0000773588 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812] IRS NUMBER: 953587522 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-37118 FILM NUMBER: 99541389 BUSINESS ADDRESS: STREET 1: 1901 AVE OF THE STARS STE 1545 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 3105520057 MAIL ADDRESS: STREET 1: 1901 AVE OF THE STARS STREET 2: SUITE 1545 CITY: LOS ANGELES STATE: CA ZIP: 90067 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RAS SECURITIES CORP/ CENTRAL INDEX KEY: 0000940614 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133533608 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 50 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10004 MAIL ADDRESS: STREET 1: 50 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10004 SC 13D/A 1 SCHEDULE 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1) Kings Road Entertainment, Inc. ------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value ------------------------------------------------------------------------------- (Title of Class of Securities) 496162 20 7 ------------------------------------------------------------------------------- (CUSIP NUMBER) Phillip Cook, President 1901 Avenue of the Stars Los Angeles, California 90067 (310) 552-0057 ------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) January 7, 1999 and February 12, 1999 ------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d- 1(b)(3) or (4), check the following box [ ]. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. 1 SCHEDULE 13D/A CUSIP NO. 496162 20 7 1. Name of Reporting Person; S.S. or I.R.S. Identification No. of Above Person FAB Capital Corporation I.D. No.: 2. Check the Appropriate Box if a Member of a Group (a) [ ] (b) [ ] 3. SEC Use Only ................................................. 4. Source of Funds: OO 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) ............................[ ] 6. Citizenship or Place of Organization: Idaho Number of 7. Sole Voting Power: 732,680 Shares Beneficially 8. Shared Voting Power: 0 Owned By 9. Sole Dispositive Power: 732,680 Each Reporting Person With 10. Shared Dispositive Power: 0 11. Aggregate Amount Beneficially Owned by Each Reporting Person: 732,680 Shares 12. Check if the Aggregate Amount in Row 11 Excludes Certain Shares (See Instructions) ........................[ ] 13. Percent of Class Represented by Amount In Row 11: 21.6% 14. Type of Reporting Person: CO 2 The original Statement on Schedule 13D, dated November 13, 1998, filed jointly by various parties including FAB Capital Corporation ("FAB"), relating to their beneficial ownership of the common stock, $.01 par value ("Common Stock"), of Kings Road Entertainment, Inc. (the "Company"), is amended by this Amendment No. 1, filed individually by FAB, as set forth below. Item 3. Source and Amount of Funds Effective January 7, 1999 and February 12, 1999, FAB transferred privately, respectively, 300,000 and 50,000 restricted shares of Common Stock which FAB had acquired on November 9, 1998. RAS has become a wholly-owned subsidiary of FAB and has changed its name to FAB Securities of America, Inc. Item 5. Interest in Securities of the Issuer As a result of the transactions described in Item 3, above, FAB beneficially owns 732,680 shares of Common Stock (21.6% of the outstanding). 3 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 15, 1999 FAB CAPITAL CORPORATION By:/s/ Phillip Cook ---------------------------- Phillip Cook, Chairman and Chief Executive Officer -----END PRIVACY-ENHANCED MESSAGE-----